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After doing
survey research in Iraq for nearly two years, I was surprised to read that a
study by a group from Johns Hopkins University claims that 655,000 Iraqis have
died as a result of the war. Don't get me wrong, there have been far too many
deaths in Iraq by anyone's measure; some of them have been friends of mine. But
the Johns Hopkins tally is wildly at odds with any numbers I have seen in that
country. Survey results frequently have a margin of error of plus or minus 3% or
5%--not 1200%.
The group--
associated with the Johns Hopkins Bloomberg School of Public Health--employed
cluster sampling for in-person interviews, which is the methodology that I and
most researchers use in developing countries. Here, in the U.S., opinion surveys
often use telephone polls, selecting individuals at random. But for a country
lacking in telephone penetration, door-to-door interviews are required:
Neighborhoods are selected at random, and then individuals are selected
at random in "clusters" within each neighborhood for door-to-door interviews.
Without cluster sampling, the expense and time associated with travel would make
in-person interviewing virtually impossible.
However, the key
to the validity of cluster sampling is to use enough cluster points. In their
2006 report, "Mortality after the 2003 invasion of Iraq: a cross-sectional
sample survey," the Johns Hopkins team says it used 47 cluster points for their
sample of 1,849 interviews. This is astonishing: I wouldn't survey a junior high
school, no less an entire country, using only 47 cluster points.
Neither would
anyone else. For its 2004 survey of Iraq, the United Nations Development Program
(UNDP) used 2,200 cluster points of 10 interviews each for a total sample of
21,688. True, interviews are expensive and not everyone has the U.N.'s bank
account. However, even for a similarly sized sample, that is an extraordinarily
small number of cluster points. A 2005 survey conducted by ABC News, Time
magazine, the BBC, NHK and Der Spiegel used 135 cluster points with a sample
size of 1,711--almost three times that of the Johns Hopkins team for 93% of the
sample size.
What happens
when you don't use enough cluster points in a survey? You get crazy results when
compared to a known quantity, or a survey with more cluster points. There was a
perfect example of this two years ago. The UNDP's survey, in April and May 2004,
estimated between 18,000 and 29,000 Iraqi civilian deaths due to the war. This
survey was conducted four months prior to another, earlier study by the Johns
Hopkins team, which used 33 cluster points and estimated between 69,000 and
155,000 civilian deaths--four to five times as high as the UNDP survey, which
used 66 times the cluster points.
The 2004 survey by the Johns Hopkins group was itself
methodologically suspect--and the one they just published even more so.
Appendix A of the Johns Hopkins
survey, for example, cites several other studies of mortality in war zones, and
uses the citations to validate the group's use of cluster sampling. One study is
by the International Rescue Committee in the Democratic Republic of Congo, which
used 750 cluster points. Harvard's School of Public Health, in a 1992 survey of
Iraq, used 271 cluster points. Another study in Kosovo cites the use of 50
cluster points, but this was for a population of just 1.6 million, compared to
Iraq's 27 million. Dr. Roberts said that
his team's surveyors did not ask demographic questions. I was so surprised to
hear this that I emailed him later in the day to ask a second time if his team
asked demographic questions and compared the results to the 1997 Iraqi census.
Dr. Roberts replied that he had not even looked at the Iraqi census.
Curious about the kind of people who would have
the chutzpah to claim to a national audience that this kind of research was
methodologically sound, I contacted Johns Hopkins University and was referred to
Les Roberts, one of the primary authors of the study. Dr. Roberts defended his
47 cluster points, saying that this was standard. I'm not sure whose standards
these are.
When I pointed out these numbers
to Dr. Roberts, he said that the appendices were written by a student and should
be ignored. Which led me to wonder what other sections of the survey should be
ignored.
With so few cluster points, it is highly
unlikely the Johns Hopkins survey is representative of the population in Iraq.
However, there is a definitive method of establishing if it is. Recording the
gender, age, education and other demographic characteristics of the respondents
allows a researcher to compare his survey results to a known demographic
instrument, such as a census.
And so, while the gender and the age of the deceased were
recorded in the 2006 Johns Hopkins study, nobody, according to Dr. Roberts,
recorded demographic information for the living survey respondents. This would
be the first survey I have looked at in my 15 years of looking that did not ask
demographic questions of its respondents. But don't take my word for it--try
using Google to find a survey that does not ask demographic questions.
Without demographic information to assure a representative
sample, there is no way anyone can prove--or disprove--that the Johns Hopkins
estimate of Iraqi civilian deaths is accurate.
Public-policy decisions based on this survey will impact millions of
Iraqis and hundreds of thousands of Americans. It's important that voters and
policy makers have accurate information. When the question matters this much, it
is worth taking the time to get the answer right.
Mr. Moore, a political consultant with Gorton Moore International,
trained Iraqi researchers for the International Republican Institute from 2003
to 2004 and conducted survey research for the Coalition Forces from 2005 to
2006.